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Source of law and interpretation of law in Rule 10b-5 actions.
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Contributed in 2008 & last edited in 2008 by David Gold
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A defendant may be liable for violating Rule 10b-5 even without purchasing or selling a security.Wessel v. Buhler, 437 F.2d 279, 282 (9th Cir. 1971).
in support of
A defendant may be liable for violating Rule 10b-5 even without purchasing or selling a security.vouch for authority for rule...
Because litigation under Rule 10b-5 presents a special danger of vexatiousness standing for private plaintiffs is limited to purchasers and sellers...Lawrence v. Cohn, 932 F. Supp. 564, 571 (S.D.N.Y. 1996).
in support of
Because litigation under Rule 10b-5 presents a special danger of vexatiousness standing for private plaintiffs is limited to purchasers and sellers in the transaction giving rise to the claim.vouch for authority for rule...
Fraudulent misappropriation of securities--that is, a breach of fiduciary duty coinciding with a securities transaction--satisfies the "connection"...Superintendent of Insurance v. Bankers Life & Casualty Co., 404 U.S. 6, 12-13 (1971).
in support of
Fraudulent misappropriation of securities--that is, a breach of fiduciary duty coinciding with a securities transaction--satisfies the "connection" requirement of a Rule 10b-5 claim.