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Pleadings in Rule 10b-5 claims.
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Contributed in 2009 by David Gold
Law
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Commerce, labor, particular activities & industries
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Securities
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Liability & enforcement
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Fraud claims
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SEC Rule 10b-5
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Procedure
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District court
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Pleadings: Pleadings in Rule 10b-5...

Where the speaker is an entity, the state of mind as to a statement challenged as false or misleading under Rule 10b-5 is that of the individual...
The elements of a Rule 10b-5 claim alleging misstatements or omissions are (1) a material misrepresentation or omission by the defendant; (2)...
In a Rule 10b-5 action, the discovery period may begin to run because the plaintiff had either actual notice or inquiry notice of the alleged fraud.