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Recklessness: A plaintiff in a civil...

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General Rule: a rule with an exception(s)

A plaintiff in a civil action can satisfy the scienter element of a Rule 10b-5 claim by showing that the defendant acted recklessly.

Contributed in 2008 by David Gold

All (47) Cases (47) Statutes, Regs, Rules (0)

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Rule: a rule of law

In a Rule 10b-5 claim for insider trading based on a misappropriation theory, the deception element is satisfied where the defendant acquired the...

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Exception: a rule that is an exception to a general rule

When the United States brings an enforcement action under Rule 10b-5 it need not show reliance, loss, or loss causation.

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Rule: a rule of law

The group pleading doctrine--the a judicial presumption that statements in group-published documents including annual reports and press releases...

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