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Deceptive conduct claims (Rule 10b-5(a) & (c)) »

Unsuitability (investment recommendations): Rule 10b-5 claims based...

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Rule 10b-5 claims based on allegations that a defendant broker engaged in fraudulent conduct by recommending that the plaintiff purchase securities that were an unsuitable investment.

Contributed in 2008 by David Gold

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General Rule: a rule with an exception(s)

A plaintiff cannot establish liability under Rule 10b-5 without showing that the defendant's deception was the proximate cause of the plaintiff's...

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Individual issues of reliance do not bar a finding of predominance in support of class certification under Federal Rule of Civil Procedure 23(b)(3)...

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Rule: a rule of law

Accompanying cautionary language may negate the materiality of misstatements in projections, forecasts, or predictions.

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