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Only that prohibited by 10(b): Only conduct prohibited...

796:false:false:false:false:false:false:false:false:false:!:false:-1:-1

Rule: a rule of law

Only conduct prohibited by Section 10(b) of the Securities Exchange Act of 1934 is prohibited by SEC Rule 10b-5 promulgated thereunder.

Contributed in 2008 & last edited in 2009 by David Gold

All (12) Cases (12) Statutes, Regs, Rules (0)

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Rule: a rule of law

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Forward-looking statements that a business entity makes through an executive who lacked actual knowledge that they were false or misleading are...

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General Rule: a rule with an exception(s)

Common issues generally predominate for purposes of Federal Rule of Civil Procedure 23(b)(3) in Rule 10b-5 claims based on alleged misstatements...

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