Sign In Sign Up Contact

Search

BROWSE SEARCH SPINDOC HELP

Browse from Inquiry or actual notice

view tree to see hierarchy and quickly navigate

view icon key

Law »

Commerce, labor, particular activities & industries »

Securities »

Liability & enforcement »

Fraud claims »

SEC Rule 10b-5 »

Substance »

Liability »

Primary »

Types of claims (by types of wrongs) »

Deceptive conduct claims (Rule 10b-5(a) & (c)) »

Manipulation »

Manipulation = deception by artificially affecting market: Manipulative conduct...

907:false:false:false:false:false:false:false:false:false:!:false:-1:-1

Rule: a rule of law

Manipulative conduct under Rule 10b-5 is a term of art referring to illegal trading practices intended to mislead investors by artificially affecting market activity.

Contributed in 2008 by Nicholas Diamand

Last edited in 2008 by David Gold

All (10) Cases (10) Statutes, Regs, Rules (0)

10 case authorities.

Sorted By Date Sort By Court

You've come to a rule

. Check out the authorities below. When you find one you like, add it to your SpinDoc. more...

Please sign in or sign up to see the authorities.

Contribution Suggestions

vouch for authority for rule...

Rule: a rule of law

Conduct within the United States may be the basis for federal subject matter jurisdiction over a Rule 10b-5 claim.

complete authority for rule...

Rule: a rule of law

Accompanying cautionary language may negate the materiality of misstatements in projections, forecasts, or predictions.

vouch for authority for rule...

Rule: a rule of law

There is an implied private right of action for violation of Rule 10b-5.

view more suggestions